Structured Settlements 4Real®Blog 2026
Structured settlements expert John Darer reviews the latest structured settlements and settlement planning information and news, and provides expert opinion and highly regarded commentary. that is spicy, Informative, irreverent and effective for over 20 years.
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Category: Pittsburgh Structured Settlement Investment
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The content discusses Rule 3270, requiring FINRA brokers and SEC advisers to disclose outside business activities. It highlights the case of Roy D’ Alessandro, whose clients purchased factored structured settlement receivables but mistakenly believed they were annuities. This raises concerns about the omission of such activities in disclosures and suggests increased regulatory scrutiny.